Surgery News & Resources
Kids Behave and Sleep Better after Tonsillectomy
Kids behave and sleep better after
tonsillectomy, University of Michigan study finds
Hyperactivity, attention deficit,
sleepiness, and ADHD often improved – whether or not sleep studies showed
sleep apnea before surgery
Special
note for parents:
ANN ARBOR, MI
April 3, 2006 –
A rigorous new study finds that children who have surgery to remove their
tonsils are very likely to behave and sleep better one year later.
In
fact, about half of the children in the study who were found to have Attention-Deficit/Hyperactivity
Disorder before tonsil surgery no longer met criteria for this diagnosis one
year later. Other cognitive and behavioral issues also improved.
On the whole, the 78 children who had
their tonsils out were much more likely than a comparison group of 27 children
to have had behavior and sleep problems at the start of the study. But by the
end of the study, tests showed little difference between the two groups.
The research paper is published online
in the April issue of the journal Pediatrics
by a team from the University
of Michigan Health System. Data were collected from rigorous tests of sleep
and breathing at night, and attention and behavior during the day. The results
support previous observations of a link between children’s sleep-related
breathing problems — such as snoring and breathing interruptions called apneas
— and daytime behavior problems.
The researchers caution that their
results do not yet prove cause and effect, and that tonsillectomy
is not usually a “cure” for ADHD. But, they say, the growing body of
evidence on this issue suggests that a significant number of children with
inattention, hyperactivity, or sleepiness during the day – and also
sleep-breathing problems at night – may benefit during both the night and day
by tonsillectomy, an operation that was once performed on more than a million
children a year but has become much less common in recent decades.
The procedure, also called
adenotonsillectomy when both the tonsils and structures called adenoids are
removed, is now performed on a few hundred thousand children a year. Nearly half
of them have the surgery because enlarged tonsils and adenoids block the flow of
air through their throat and impair their ability to breathe, and most of the
rest because of repeated ear and throat infections. Almost all of the children
who had surgery in the new study were thought by their surgeons to have symptoms
of sleep apnea.
“These
findings help support the idea that sleep-disordered breathing is actually
helping to cause behavioral problems in children, and making them sleepy,”
says lead author Ronald Chervin, M.D., M.S., director of the U-M
Sleep Disorders Center and co-leader of the U-M
Center for Sleep Science. “This is one of the first studies to document,
using gold-standard measures, that all of these sleep and behavior problems tend
to resolve one year after enlarged tonsils and adenoids are removed.”
One of the most striking findings – that children once diagnosed with ADHD no
longer had the condition a year after tonsillectomy – occurred in 11 of 22
children with ADHD. This means that sleep and breathing problems are only part
of the ADHD puzzle, and that tonsillectomy isn’t a cure-all for ADHD, notes
Chervin, an associate professor of neurology at the U-M
Medical School.
A few children even developed new ADHD
a year after surgery. Chervin says this supports previous evidence that damage
from sleep-disordered breathing may occur in early years, even though the result
is not seen until later. If confirmed, this would mean that early diagnosis and
treatment of sleep-disordered breathing are particularly important.
When they entered the study, and before
any surgery, all the children in the study had their behavior assessed by a
child psychiatrist, as well as by their parents, who completed standardized
questionnaires. The children had their attention span and short-term memory
measured using a standard computer-based test, and spent a night in the U-M
Michael S. Aldrich Sleep Disorders Laboratory. There, they were monitored for
breathing problems during sleep, and also for their level of sleepiness, as
measured by how long it took them to fall asleep in a series of naps.
All the tests were repeated a year
after the children had a tonsillectomy at U-M C.S. Mott Children’s Hospital or
St. Joseph Mercy Health System, performed by otolaryngologists (ear, nose and
throat doctors) from any of eight practices in the local area. For the
comparison group, who had non-tonsil surgery or no surgery, the second round of
testing was performed a year after initial tests. The researchers analyzed the
test results using sophisticated statistical analysis.
Among those children scheduled for
tonsillectomy, the sleep-breathing tests showed that before surgery, half of
them had obstructive sleep apnea (OSA), usually in the mild to moderate range,
in contrast to only one of the comparison children. At the end of the study,
only 12 percent of the tonsillectomy patients had OSA, including one patient who
hadn’t had it before tonsillectomy, compared with 3 children among the
comparison patients who completed the sleep test series. In all, five children
did not complete follow-up tests.
In
people of any age, OSA occurs when breathing stops and starts repeatedly during
the night, often in part because the throat is narrowed or blocked, keeping
sufficient air from getting into the windpipe and lungs. People with sleep apnea
often snore, or snort and gasp throughout the night, though not all snorers have
sleep apnea. About one to three percent of children have OSA, including a good
number of those children who snore regularly. Enlarged tonsils are a common
cause of the sleep disorder in children, while obesity, allergies, acid reflux
and structural abnormalities in the head and neck also contribute to it in
children and adults.
Interruptions in breathing during sleep
can cause the brain to “wake up” to some extent, even if the sleeping person
is not aware of it. These repeated interruptions disturb the sleep patterns that
are essential to a good night’s sleep – and are thought to be the reason why
daytime behavior might be affected by poor breathing during the night. Sleep
apnea is also linked to heart and blood pressure problems, and in children, to
slow growth.
The researchers also compared the
tonsillectomy patients who had had OSA before surgery with those who had not. In
all, the children who had not had it before tonsillectomy were just as likely as
the children with OSA to have a high score on standard tests of hyperactivity,
and just as likely to have behavioral improvement after tonsillectomy.
As a result of this finding and other
data, the study adds to an issue that’s currently puzzling sleep researchers:
Why the results of sleep tests to monitor brain activity and breathing don’t
always correlate with children’s daytime behavior. The standard measures used
to assess children’s sleep problems, and the threshold levels that are used to
assess the severity of a sleep problem, may need to be reevaluated, says Chervin.
To explore this issue further, he and his U-M colleagues are now recruiting
patients for a study that will compare those standard measures with new ones,
including a measure of how hard children work to breathe during the night, and
another that looks for subtle changes in brain activity with every labored
breathing cycle.
The bottom line for parents, Chervin
and his colleagues say, is that any child who snores regularly, or has other
signs of breathing problems during sleep, may benefit from an evaluation for
sleep problems and perhaps from tonsillectomy – especially if the child is
also having behavior problems at home or school.
“If you have a child who has
difficulties with attention deficit, hyperactivity, or daytime sleepiness, there
may be something that can be done about it if the child proves to have a sleep
disorder,” Chervin says. “An undiagnosed sleep disorder is not the solution
for all children with ADHD. But it could be something worth looking into for a
substantial minority, especially those children with symptoms that suggest a
sleep disorder such as sleep apnea.”
In addition to Chervin, the study’s
authors are Deborah Ruzicka, R.N., Ph.D., of the Sleep Disorders Center; Bruno
Giordani, Ph.D., Elise Hodges, Ph.D., and James Dillon, M.D., of the U-M
Department of Psychiatry; Robert Weatherly, M.D., formerly of the U-M Department
of Otolaryngology and now at the University of Kansas; Carole Marcus, MBBCh, of
the Sleep Center at the Children’s Hospital of Philadelphia; and Kenneth Guire,
M.S., of the U-M School of Public Health.
For more on the U-M Sleep Disorders
Center, visit www.med.umich.edu/neuro/sleeplab.
The new study involving children scheduled for tonsillectomy is recruiting only
patients whose surgery will be performed at C.S. Mott Children’s Hospital or
St. Joseph Mercy Ann Arbor hospital; more information on the study and contact
information for prospective participants is available via the U-M Engage
clinical research web site, www.med.umich.edu/engage,
or by calling 800-742-2300 and entering 6512.
The study was funded by the National
Institute of Child Health and Development, the National Heart Lung and Blood
Institute, the National Institute for Neurological Disorders and Stroke, and the
U-M General Clinical Research Center.
Written by Kara Gavin, M.S., kegavin@umich.edu
Lead Public Relations Representative, University
of Michigan Health System, Public Relations & Marketing Communications
Special
note for parents:
Thank you for your interest in the
sleep, behavior and tonsillectomy study performed by U-M Sleep Disorders Center
researchers. If your child has shown signs of breathing problems or loud snoring
while he or she sleeps, or if you are wondering if your child might qualify for
our study, here is some important information.
First, tonsillectomy and adenoidectomy
are often considered as a treatment for children who have breathing problems
during the day or during sleep, and for children who experience frequent throat
and ear infections. Tonsillectomy involves an operation under general
anesthesia, during which the tonsils and other nearby tissues in the throat are
removed.
Please talk with your child's doctor or
health care provider about whether tonsillectomy might be helpful. Such
operations are usually performed by surgeons called otolaryngologists, or ear,
nose and throat specialists. You may want to ask your child's doctor for a
referral to a sleep specialist or an otolaryngologist. If you’d like to find
out how your child might be evaluated by a U-M pediatric sleep specialist, or
pediatric otolaryngologist, call the U-M Health System Physician Referral line
toll-free at 800-211-8181.
Second, our research studies currently
involve children aged 3 through 12 years who have been scheduled to have
tonsillectomies at the University of Michigan's C.S. Mott Children's Hospital or
the St Joseph Mercy Hospital in Ann Arbor Michigan. More information is
available on the web at www.med.umich.edu/engage/ - - just search for studies
using the keyword “sleep.”
We thank you for your interest in our
research, and if you have questions or concerns about your child, we encourage
you to bring them up with your pediatrician.
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